Regulatory Findings Report 

21 February 2020

We’re pleased to provide a report on our regulatory findings for the 12 months ended 30 June 2019, a period of significant growth in our supervisory responsibilities. It is intended to help the businesses we supervise understand our expectations, and how they can improve their systems and processes to comply with their AML/CFT obligations.

We will publish a webinar on our regulatory findings towards the end of March. To help us add value to the content of the report we welcome questions and feedback through this 5 minute survey.